Financial Compliance

Finance Roles - Pre-Employment Checks (FC005)

When you work in finance, what’s the number-1 trait you need? Maybe it’s being hardworking, a team player, or well organized. That’s all well and good, but what’s really needed is someone your company can trust.

In finance, trust is everything. Anyone who’s hired will have access to important accounts and sensitive information, so pre-employment checks are essential. Background checks can throw up red flags such as criminal charges. To protect companies and customers from fraud or mismanagement, background checks are a priority.

By the end of this course, you’ll be able to:

• Understand why employers carry out thorough pre-employment checks
• Understand the types of background checks needed to work in the financial industry

Why take this course?

All finance workers need to understand the importance of pre-employment checks. In this course, you’ll learn about why pre-employment checks are necessary . You’ll also learn about the necessity of background checks for employment in finance and how to give your consent for a legally compliant check.

10 mins | SCORM | Takeaway Tasks

  • Finance Roles - Pre-Employment Checks
Completion rules
  • All units must be completed
  • Leads to a certificate with a duration: 3 years