Financial Compliance

Financial Regulation Frameworks (FC001)

You wouldn’t build a house without a frame. Can you imagine if it rained or you had a windy day? The house would fall to pieces. It would be chaos! The same is true in finance. Without financial regulation frameworks in place, things would fall apart.

Financial regulation frameworks are the laws and systems that govern the financial industry. These regulatory frameworks protect consumers, businesses, and the integrity of the financial system. They provide ongoing oversight and enforcement to make sure everybody plays by the same set of rules.

By the end of this course, you’ll be able to:

• Recognize the necessity of financial regulatory frameworks
• Identify the principles behind key financial regulatory structures

Why take this course?

Whatever industry you work in, you need to be aware of the regulatory frameworks that govern the financial system. In this course, you’ll learn about the importance of financial regulatory structures and the guiding principles behind implementing specific regulatory frameworks.

15 mins | SCORM | Takeaway Tasks

  • Financial Regulation Frameworks
Completion rules
  • All units must be completed
  • Leads to a certificate with a duration: 3 years